Surveillance in Stock Exchanges Module (Intermediate)
Surveillance in Stock Exchanges Module (Intermediate)
Surveillance in Stock Exchanges Module (Intermediate)
Effective surveillance is the sine qua non for a well functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme. The module provides insights into the surveillance issues in the stock market transactions.
Why should one take this course?
• To understand the importance of market surveillance mechanism.
• To learn the role of surveillance in risk management.
• To learn the rules and regulations like Anti Money Laundering Act, SEBI (Prohibition of Insider Trading) Regulations etc."
• To understand the concept of corporate governance.
Prerequisite for the exam
There are no prerequisites for Surveillance in Stock Exchanges Module (Intermediate) Exam.
Exam Format and Information
Exam Name Surveillance in Stock Exchanges Module (Intermediate) | Exam Code 0 |
| Exam Duration 120 mins | Exam Format Multiple Choice |
| Exam Type Intermediate | Number of Questions 50 Questions |
| Validity 5 Years | Exam Fee Rs 1700 |
| Exam Language English | Pass Score 60% and above |
Surveillance in Stock Exchanges Module (Intermediate) FAQs
What is the enrolment process for the exam?
To undergo the FLIP-NCFM Surveillance in Stock Exchanges certification, it is mandatory to complete the e-learning (training) of Finitiatives Learning India Pvt. Ltd.
Step 1 : Register with FLIP
Already registered?
Step 2 : Purchase the Surveillance in Stock Exchanges module
Step 3 : After completing the training pay NCFM the certification fee, and book the test date.
Is there any assistance from Testprep Training in terms of exam preparation?
Yes, Testprep Training offers email support for any certification related query while you are preparing for the exam using our practice exams. Your query will be handled by experts in due course.
Can we try the free test before purchasing the practice exam?
Yes testprep training offers free practice tests for the Surveillance in Stock Exchanges Module (Intermediate) Exam which can be used before the final purchase for complete test.
Is there any prerequisite for the exam?
There are no prerequisites for Surveillance in Stock Exchanges Module (Intermediate) Exam.
How the exam scores are calculated?
After the completion of your exam, the points you earned on each question are totaled and then compared with the cut score to determine whether the result is pass or fail.
What is Surveillance in Stock Exchanges Module (Intermediate) Exam?
Effective surveillance is the sine qua non for a well functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme. The module provides insights into the surveillance issues in the stock market transactions.
What is the passing score for the exam?
The candidate has to score a minimum of 60% in order to pass the exam.
What are the languages available for the exam?
The exam is available in English language only.
What is the fee structure of the exam?
The fee structure for Surveillance in Stock Exchanges Module (Intermediate) Exam is One Thousand Seven Hundred only (Rs. 1700- ).
Who will benefit from this course?
• Surveillance staff of the Exchanges and Regulators
• Compliance officers
• Students & Teachers
• Anyone interested in the securities market
How many questions will appear in the exam?
The exam consists of 50 questions which need to be completed in time duration of 120 minutes.
For how long is the license valid after purchase?
Once purchased, the practice exams can be access for the lifetime.
What is the benefit of NCFM Certification?
NCFM certification provides advantages and benefits to the individuals who want to pursue a career in finance. This will provide in depth knowledge in financial sectors and help you understand the concepts. This certification comes with different courses in the banking and finance which will provide abilities and skills. You learn about mutual funds and give you knowledge about the risk involved and provide you job security.
What is the difference between NCFM and NISM?
NCFM provide knowledge to professionals working in the financial industry by providing training certification for various industry fields to provide an advantage in getting a job. Whereas NISM is launched by SEBI is opted by those investors who have an interest in gaining knowledge in finance market. With SEBI it provides quality to financial market.
What is the validity period of the certificate?
The certificate will be valid for 5 years from the date of the examination.
What variety of questions appears in the exam?
There will only be multiple-choice and multi-response questions covered in the exam.
Is there any negative marking in NCFM exam?
There is a negative marking for every wrong answer and 25% of the marks will be deducted.
Do you offer any discount on the bulk purchase?
Yes we offer nearly 50% discount for the order more than 10 products at a time. You can reach the testprep training Helpdesk for more details. The member of support staff will respond as soon as possible.
Do TestprepTraining provide practice set questions for Surveillance in Stock Exchanges Module (Intermediate) Exam?
TestprepTraining provides unique sets of questions that will help you check your skills and knowledge in performing data analysis on Excel. These practice questions will help you increase your knowledge for better preparation of exam.
Does Testprep Training offer Money Back Guarantee for the Exam Simulator?
Yes, we offer a 100% unconditional money back guarantee. In case you are not able to clear the exam for then you can request for the full refund. Please note that we only refund the cost of product purchased from Testprep Training and not the Surveillance in Stock Exchanges Module (Intermediate) Exam cost.
Do you provide any preparation guidance for this certification exam?
Yes our experts frequently blog about the tips and tricks for exam preparation.