NISM Series II B: Registrars and Transfer Agents (Mutual Fund)
NISM Series II B: Registrars and Transfer Agents (Mutual Fund)
NISM Series II B: Registrars and Transfer Agents (Mutual Fund)
The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
Target Audience
The following persons can take NISM-Series-II-B: RTA – Mutual Funds Certification Examination:
1. Associated persons employed or engaged or to be employed or engaged by Registrar to an Issue and Share Transfer Agents who is involved in dealing or interacting with the investors or issuers, dealing, collecting or processing applications from the applicants, dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, handling redressal of investors’ grievances, responsible for internal control and risk management, responsible for any compliance of securities laws and responsible for any other activity performed under the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993.
2. Interested students/professionals
3. Any other individuals
Prerequisite for the exam
There are no prerequisites required for NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Exam.
Examination Objectives:
On successful completion of the examination the candidate should:
• Know the basics of securities and securities markets
• Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process.
• Know the regulatory environment in which the RTAs operate in India.
Exam Format and Information
Exam Name NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) | Exam Code 0 |
| Exam Duration 120 mins | Exam Format Multiple Choice |
| Exam Type 0 | Number of Questions 100 Questions |
| Validity 3 Years | Exam Fee Rs 1500 |
| Exam Language English | Pass Score 50% and above |
NISM Series II B: Registrars and Transfer Agents (Mutual Fund) FAQs
What variety of questions appears in the exam?
There will only be multiple-choice and multi-response questions covered in the exam.
Is there any assistance from Testprep Training in terms of exam preparation?
Yes, Testprep Training offers email support for any certification related query while you are preparing for the exam using our practice exams. Your query will be handled by experts in due course.
What is NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Exam?
The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
Who are the intended audience for the exam?
The following persons can take NISM-Series-II-B: RTA – Mutual Funds Certification Examination:
1. Associated persons employed or engaged or to be employed or engaged by Registrar to an Issue and Share Transfer Agents who is involved in dealing or interacting with the investors or issuers, dealing, collecting or processing applications from the applicants, dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, handling redressal of investors’ grievances, responsible for internal control and risk management, responsible for any compliance of securities laws and responsible for any other activity performed under the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993.
2. Interested students/professionals
3. Any other individuals
Is there any prerequisite for the exam?
There are no prerequisites required for NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Exam.
How many questions will be there in the exam?
There will be 100 questions which have to be completed in 120 minutes.
What is the assessment structure?
The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be negative marking of 25% of the marks assigned to a question. The passing score for the examination will be 50 marks.
What is the fee structure of the exam?
The fees for NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Exam is Rupees One Thousand Five Hundred only (Rs. 1500/-).
What is the passing score of the exam?
The candidate has to secure 50% in order to pass the exam.
Examination Objectives:
On successful completion of the examination the candidate should:
• Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process.
• Know the regulatory environment in which the RTAs operate in India.
Can we try the free test before purchasing the practice exam?
Yes testprep training offers free practice tests for the NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) exam which can be used before the final purchase for complete test.
What is the validity period of the certificate?
The certificate will be valid for 3 years from the date of the examination.
What number of questions will there be in the exam?
There will be 100 questions in the exam.
How do I renew my certificate?
To renew your current certificate, you need to appear for NISM CPE for Registrar to an Issue and Share Transfer Agents – Mutual Funds or successfully pass the NISM RTA – Mutual Funds Certification Examination before the expiry of such certificate.
Do TestprepTraining provide practice set questions for NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Exam?
TestprepTraining provides unique sets of questions that will help you check your skills and knowledge in performing data analysis on Excel. These practice questions will help you increase your knowledge for better preparation of exam.
Do you offer any discount on the bulk purchase?
Yes we offer nearly 50% discount for the order more than 10 products at a time. You can reach the testprep training Helpdesk for more details. The member of support staff will respond as soon as possible.
Does Testprep Training offer Money Back Guarantee for the Exam Simulator?
Yes, we offer a 100% unconditional money back guarantee. In case you are not able to clear the exam for then you can request for the full refund. Please note that we only refund the cost of product purchased from Testprep Training and not the NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) exam cost.
Do you provide any preparation guidance for this certification exam?
Yes our experts frequently blog about the tips and tricks for exam preparation.
For how long is the license valid after purchase?
Once purchased, the practice exams can be access for the lifetime.
How the exam scores are calculated?
After the completion of your exam, the points you earned on each question are totaled and then compared with the cut score to determine whether the result is pass or fail.