NISM Series II A: Registrars and Transfer Agents (Corporate)
NISM Series II A: Registrars and Transfer Agents (Corporate)
NISM Series II A: Registrars and Transfer Agents (Corporate)
Revision of NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents- Corporate Certification Examination w.e.f June 1, 2019
The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
Target Audience
The following persons can take NISM-Series-II-A: RTA – Corporate Certification Examination:
Associated persons employed or engaged or to be employed or engaged by Registrars to an Issue and Share Transfer Agents for performing any of the following functions for listed companies: dealing or interacting with the investors or issuers; dealing, collecting or processing applications from the applicants; dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, etc; handling redressal of investors’ grievances; responsible for internal control and risk management; responsible for any compliance of securities laws; responsible for any other activity performed under the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993.
Prerequisite for the exam
There are no prerequisites required for NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Exam.
Examination Objectives:
On successful completion of the examination the candidate should:
- Know the basics of securities and securities markets
- Understand broadly the role and functions of the RTAs in the corporate securities issuance and transaction process.
- Know the regulatory environment in which the RTAs operate in India.
Exam Format and Information
Exam Name NISM Series II A: Registrars and Transfer Agents (Corporate) | Exam Code 0 |
| Exam Duration 120 mins | Exam Format Multiple Choice |
| Exam Type 0 | Number of Questions 100 Questions |
| Validity 3 Years | Exam Fee Rs 1500 |
| Exam Language English | Pass Score 50% and above |
NISM Series II A: Registrars and Transfer Agents (Corporate) FAQs
What is the assessment structure?
The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be negative marking of 25% of the marks assigned to a question. The passing score for the examination will be 50 marks.
Can we try the free test before purchasing the practice exam?
Yes testprep training offers free practice tests for the NISM-Series-II-A: Registrars and Transfer Agents (Corporate) exam which can be used before the final purchase for complete test.
How the exam scores are calculated?
After the completion of your exam, the points you earned on each question are totaled and then compared with the cut score to determine whether the result is pass or fail.
Is there any assistance from Testprep Training in terms of exam preparation?
Yes, Testprep Training offers email support for any certification related query while you are preparing for the exam using our practice exams. Your query will be handled by experts in due course.
What is NISM Series II A: Registrars and Transfer Agents (Corporate) Exam?
Revision of NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents- Corporate Certification Examination w.e.f June 1, 2019
The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
How many questions will be there in the exam?
There will be 100 questions which have to be completed in 120 minutes.
Who are the intended audience for the exam?
The following persons can take NISM-Series-II-A: RTA – Corporate Certification Examination:
Associated persons employed or engaged or to be employed or engaged by Registrars to an Issue and Share Transfer Agents for performing any of the following functions for listed companies: dealing or interacting with the investors or issuers; dealing, collecting or processing applications from the applicants; dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, etc; handling redressal of investors’ grievances; responsible for internal control and risk management; responsible for any compliance of securities laws; responsible for any other activity performed under the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993.
What is the fee structure of the exam?
The fees for NISM Series II A: Registrars and Transfer Agents (Corporate) Exam is Rupees One Thousand Five Hundred only (Rs. 1500/-).
What is the passing score of the exam?
The candidate has to secure 50% in order to pass the exam.
Is there any prerequisite for the exam?
There are no prerequisites required for NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Exam.
Do you offer any discount on the bulk purchase?
Yes we offer nearly 50% discount for the order more than 10 products at a time. You can reach the testprep training Helpdesk for more details. The member of support staff will respond as soon as possible.
Examination Objectives:
On successful completion of the examination the candidate should:
• Know the basics of securities and securities markets
• Understand broadly the role and functions of the RTAs in the corporate securities issuance and transaction process.
• Know the regulatory environment in which the RTAs operate in India.
What number of questions will there be in the exam?
There will be 100 questions in the exam.
How do I renew my certificate?
To renew your current certificate, you need to appear for NISM CPE for Registrar to an Issue and Share Transfer Agents – Corporate or successfully pass the NISM RTA – Corporate Certification Examination before the expiry of such certificate.
What is the validity period of the certificate?
The certificate will be valid for 3 years from the date of the examination.
Do TestprepTraining provide practice set questions for NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Exam?
TestprepTraining provides unique sets of questions that will help you check your skills and knowledge in performing data analysis on Excel. These practice questions will help you increase your knowledge for better preparation of exam.
Do you provide any preparation guidance for this certification exam?
Yes our experts frequently blog about the tips and tricks for exam preparation.
For how long is the license valid after purchase?
Once purchased, the practice exams can be access for the lifetime.
What variety of questions appears in the exam?
There will only be multiple-choice and multi-response questions covered in the exam.
Does Testprep Training offer Money Back Guarantee for the Exam Simulator?
Yes, we offer a 100% unconditional money back guarantee. In case you are not able to clear the exam for then you can request for the full refund. Please note that we only refund the cost of product purchased from Testprep Training and not the NISM-Series-II-A: Registrars and Transfer Agents (Corporate) exam cost.