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NISM Series II A: Registrars and Transfer Agents (Corporate)

NISM Series II A: Registrars and Transfer Agents (Corporate)

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  • TypeExam Format
  • No. of Questions40
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Practice Exam

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  • TypeExam Format
  • No. of Questions100
  • AccessImmediate
  • Access DurationLife Long Access
  • Exam DeliveryOnline
  • Test ModesPractice, Exam

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NISM Series II A: Registrars and Transfer Agents (Corporate)

Revision of NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents- Corporate Certification Examination w.e.f June 1, 2019
The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls. 

Target Audience

The following persons can take NISM-Series-II-A: RTA – Corporate Certification Examination:
Associated persons employed or engaged or to be employed or engaged by Registrars to an Issue and Share Transfer Agents for performing any of the following functions for listed companies: dealing or interacting with the investors or issuers; dealing, collecting or processing applications from the applicants; dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, etc; handling redressal of investors’ grievances; responsible for internal control and risk management; responsible for any compliance of securities laws; responsible for any other activity performed under the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993.


Prerequisite for the exam

There are no prerequisites required for NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Exam.

Examination Objectives:

On successful completion of the examination the candidate should:
Know the basics of securities and securities markets
Understand broadly the role and functions of the RTAs in the corporate securities issuance and transaction process.
Know the regulatory environment in which the RTAs operate in India.

Exam Format and Information

Exam Name NISM Series II A: Registrars and Transfer Agents (Corporate)

Exam Code 0
Exam Duration 120 mins
Exam Format Multiple Choice
Exam Type 0
Number of Questions 100 Questions
Validity 3 Years
Exam Fee Rs 1500
Exam Language English
Pass Score 50% and above

NISM Series II A: Registrars and Transfer Agents (Corporate) FAQs

Revision of NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents- Corporate Certification Examination w.e.f June 1, 2019 The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
The following persons can take NISM-Series-II-A: RTA – Corporate Certification Examination: Associated persons employed or engaged or to be employed or engaged by Registrars to an Issue and Share Transfer Agents for performing any of the following functions for listed companies: dealing or interacting with the investors or issuers; dealing, collecting or processing applications from the applicants; dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, etc; handling redressal of investors’ grievances; responsible for internal control and risk management; responsible for any compliance of securities laws; responsible for any other activity performed under the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993.
There are no prerequisites required for NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Exam.
There will be 100 questions which have to be completed in 120 minutes.
The candidate has to secure 50% in order to pass the exam.
The fees for NISM Series II A: Registrars and Transfer Agents (Corporate) Exam is Rupees One Thousand Five Hundred only (Rs. 1500/-).
The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be negative marking of 25% of the marks assigned to a question. The passing score for the examination will be 50 marks.
On successful completion of the examination the candidate should: • Know the basics of securities and securities markets • Understand broadly the role and functions of the RTAs in the corporate securities issuance and transaction process. • Know the regulatory environment in which the RTAs operate in India.
There will only be multiple-choice and multi-response questions covered in the exam.
There will be 100 questions in the exam.
The certificate will be valid for 3 years from the date of the examination.
To renew your current certificate, you need to appear for NISM CPE for Registrar to an Issue and Share Transfer Agents – Corporate or successfully pass the NISM RTA – Corporate Certification Examination before the expiry of such certificate.
TestprepTraining provides unique sets of questions that will help you check your skills and knowledge in performing data analysis on Excel. These practice questions will help you increase your knowledge for better preparation of exam.
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Once purchased, the practice exams can be access for the lifetime.
Yes our experts frequently blog about the tips and tricks for exam preparation.
Yes, we offer a 100% unconditional money back guarantee. In case you are not able to clear the exam for then you can request for the full refund. Please note that we only refund the cost of product purchased from Testprep Training and not the NISM-Series-II-A: Registrars and Transfer Agents (Corporate) exam cost.
Yes testprep training offers free practice tests for the NISM-Series-II-A: Registrars and Transfer Agents (Corporate) exam which can be used before the final purchase for complete test.
After the completion of your exam, the points you earned on each question are totaled and then compared with the cut score to determine whether the result is pass or fail.
Yes, Testprep Training offers email support for any certification related query while you are preparing for the exam using our practice exams. Your query will be handled by experts in due course.

 

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