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Surveillance in Stock Exchanges Module (Intermediate) Practice Exam

Surveillance in Stock Exchanges Module (Intermediate) Practice Exam


About Surveillance in Stock Exchanges Module (Intermediate) Practice Exam

Effective surveillance is the sine qua non for a well functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme. The module provides insights into the surveillance issues in the stock market. transactions.


Why should one take this course?

  • To understand the importance of market surveillance mechanism.
  • To learn the role of surveillance in risk management.
  • To learn the rules and regulations like Anti Money Laundering Act, SEBI (Prohibition of Insider Trading) Regulations etc."
  • To understand the concept of corporate governance.


Who will benefit from this course?

  • Surveillance staff of the Exchanges and Regulators
  • Compliance officers
  • Students & Teachers
  • Anyone interested in the securities market


Exam Pattern

  • Duration: 120 minutes
  • No. of questions: 50
  • Maximum marks: 100, Passing marks: 60 (60%); There is negative marking for incorrect answers.
  • Certificate validity: For successful candidates, certificates are valid for 5 years from the test date.
  • Total Fees : Rs.2006/- (Rupees Two Thousand and Six Only). inclusive of GST.

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