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NISM Series-III-B: Issuers Compliance Practice Exam

NISM Series-III-B: Issuers Compliance Certification Examination


About NISM Series-III-B: Issuers Compliance Certification Examination

Revision of NISM Series-III-B: Issuers Compliance Certification Examination w.e.f May 24, 2018

The examination aims to enable a better understanding of various compliances which needs to be adhered to by associated persons working as compliance officers in listed companies.


Examination Objectives

On successful completion of the examination the candidate should:

  • Know the role and responsibilities of a Compliance officer of a listed company
  • Understand the various avenues for raising funds from the Indian and global market and the various compliance requirements for the same
  • Know the laws and regulations that need to be adhered to by a public company with respect to issues, corporate actions, and day to day compliance requirements.
  • Know the various penalties for non-compliance with regulations and requirements as specified in various Regulations


Exam Structure

The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 60%. There shall be negative marking of 25% of the marks assigned to a question.


Exam Details

Name of Module: NISM-Series-III-B: Issuers Compliance Certification Examination



 

  • Negative marking - 25% of the marks assigned to the question
  • Payment gateway charges extra.
  • Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.


What do we offer?

  • 5 full-length mock test with unique questions in each test set
  • Practice objective questions with section-wise scores
  • In-depth and exhaustive explanation for every question
  • Reliable exam reports to evaluate strengths and weaknesses
  • Latest Questions with an updated version
  • Tips & Tricks to crack the test
  • Unlimited access


What are our Practice Exams?

  • Practice exams have been designed by professionals and domain experts that simulate real time exam scenario.
  • Practice exam questions have been created on the basis of content outlined in the official documentation.
  • Each set in the practice exam contains unique questions built with the intent to provide real-time experience to the candidates as well as gain more confidence during exam preparation.
  • Practice exams help to self-evaluate against the exam content and work towards building strength to clear the exam.
  • You can also create your own practice exam based on your choice and preference 


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