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NISM Series-II B: Registrars and Transfer Agents (Mutual Fund) Practice Exam

NISM Series II B: Registrars and Transfer Agents (Mutual Fund) Practice Exam


About NISM Series II B: Registrars and Transfer Agents (Mutual Fund) Practice Exam

The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.

NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination w.e.f. March 21, 2019.


Examination Objectives

Successful completion of the examination the candidate should -

  • Know the basics of securities and securities markets
  • Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process.
  • Know the regulatory environment in which the RTAs operate in India.


Assessment Structure

The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be negative marking of 25% of the marks assigned to a question. The passing score for the examination will be 50 marks.


Test Details

  • Name of Module: NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination
  • Fees (Rs.): 1500+
  • Test Duration (in minutes): 120
  • No. of Questions: 100
  • Maximum Marks: 100
  • Pass Marks* (%): 50
  • Certificate # Validity (in years): 3 years
  • * Negative marking – 25% of the marks assigned to the question.
  • + Payment gateway charges extra.

Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.


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