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NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Practice Exam

NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Certification Examination


About NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Certification Examination

Revision of NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Certification Examination w.e.f July 4, 2018

The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls. 


Examination Objectives

On successful completion of the examination the candidate should - 

  • Know the basics of securities and securities markets
  • Understand broadly the role and functions of the RTAs in the corporate securities issuance and transaction process.
  • Know the regulatory environment in which the RTAs operate in India.


Exam Structure

The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be negative marking of 25% of the marks assigned to a question. The passing score for the examination will be 50 marks.

 

Exam Details

Name of Module: NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents - Corporate Certification Examination 


 

  • Negative marking – 25% of the marks assigned to the question.
  • Payment gateway charges extra.
  • Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.


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